Logo
Home Study Material Contact Search
AI Chat FREE
  1. business
  2. accounting
  3. 62 garrett, a senior citizen in his eighties, has

62 Garrett, a senior citizen in his eighties, has made a written complaint to a...

80.2K

Verified Solution

Question

Accounting

image
62 Garrett, a senior citizen in his eighties, has made a written complaint to a mutual fund dealer about the investment advice given by a dealing representative. He complained that he was recommended some unsuitable investments and suffered a financial loss. He wants to be compensated for his loss. Under which circumstances may he take his case to the Ombudsman for Banking Services and Investments (OBSI? Oa) Ob) Oc) if he receives a reply from the dealer and disagrees with its content if he receives a reply to his complaint from the MFDA and disagrees with its contents If he has not received a reply from the dealer within 30 days if he wants the dealing representative and the dealer to be disciplined by securities regulators for giving bad advice Od)

Answer & Explanation Solved by verified expert
Get Answers to Unlimited Questions

Join us to gain access to millions of questions and expert answers. Enjoy exclusive benefits tailored just for you!

Membership Benefits:
  • Unlimited Question Access with detailed Answers
  • Zin AI - 3 Million Words
  • 10 Dall-E 3 Images
  • 20 Plot Generations
  • Conversation with Dialogue Memory
  • No Ads, Ever!
  • Access to Our Best AI Platform: Zin AI - Your personal assistant for all your inquiries!
Become a Member

Other questions asked by students

Q

State and explain the three specific ethical finance issues regarding this situation Trigon Blue Cross/Blue Shield...

Finance
Q

JAVA PROGRAMMING Hi! I need to create a calculator using do/while loop that calls a menu switch...

Programming
Q

What does \"diminishing returns\" to an input mean by economists? What causes diminishing returns? How can...

Economics
Q

If a population has a positive growth rate, it is A. increasing in death rateB....

Biology
Q

if the given statement is true or false If it is false give the reason...

Basic Math
Q

Solve using the square root method 3 x 6 2 3 144

Calculus
Q

For the matrix of transition probabilities 0 6 0 1 0 11 P 0 3...

Algebra
Q

What is the solution to ?(9x-28) = i , excluding extraneous roots?x = 3ix =...

Algebra
Q

If A is a nonsingular 2 x 2 matrix then nullity of A 2 Select...

Algebra
Q

The balance sheet of Buckbeak reports assets of $109,200 and liabilities of $34,000. The fair...

Accounting
Q

Route Two Tire Company makes a special kind of racing tire. Variable costs are $200...

Accounting
Q

You've taken out on a $67,000 for 33 years at 3.1% compounded quarterly. Fill in...

Accounting