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QUESTION 5 The () regulates/regulate the securities industry, including stock exchanges, broker-dealers, investment...

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Finance

QUESTION 5
The () regulates/regulate the securities industry, including stock exchanges, broker-dealers, investment advisors, and mutual funds.
a. Securities and Exchange Commission (SEC).
b. National Banking Acts of 1863 and 1864.
c. Office of the Comptroller of the Currency
d. Federal Reserve System (Fed) in 1913
e. Glass-Steagall Act
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