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Under the Code of Ethics and Professional Responsibility, a CFP certificant may generally not disclose...

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Under the Code of Ethics and Professional Responsibility, a CFP certificant may generally not disclose confidential information obtained from a client. Which of the following statements describe situations in which a CFP certificant may disclose such confidential information (1) The client sues the CFP certificant. (2) The client files a complaint against the CFP certificant with FINRA. (3) The client consents to disclosure. (4) The underwriter for an insurance company requests additional information in connection with examining the client's application for life insurance. a. (1) and (2) only b. (3) and (4) only C. (1), (2), and (3) only d. (11.121 (3) and (4)

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