Which of the following would be considered a first line of defense in the Three...
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Accounting
Which of the following would be considered a first line of defense in the Three Lines of Defense model?
a An accounts payable supervisor conducting a weekly review to ensure all payments were issued by the required payment date.
b A divisional compliance and ethics officer conducting a review of employee training records to ensure that all marketing and sales staff have completed the required FCPA training.
c The external audit team observes the counting of inventory on December
d An internal audit team conducting an engagement to provide assurance on the companys SarbanesOxley compliance with internal controls over financial reporting.
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